securities firm

beleggingsbedrijf in beurs

English-Dutch dictionary. 2013.

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  • securities firm — company that sells securities on the stock exchange …   English contemporary dictionary

  • securities firm — noun a stock broker s business; charges a fee to act as intermediary between buyer and seller • Syn: ↑brokerage, ↑brokerage firm • Derivationally related forms: ↑broker (for: ↑brokerage) • Hypernyms: ↑ …   Useful english dictionary

  • Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …   Wikipedia

  • firm commitment underwriting — USA firm commitment underwriting. Also known as firm commitment offering. As opposed to a best efforts offering, in the context of securities and capital markets, an underwriting where the underwriters commit to purchase all of the securities… …   Law dictionary

  • firm commitment offering — USA firm commitment underwriting. Also known as firm commitment offering. As opposed to a best efforts offering, in the context of securities and capital markets, an underwriting where the underwriters commit to purchase all of the securities… …   Law dictionary

  • Firm — or The Firm can have several meanings:*Any business entity such as a corporation, partnership or sole proprietorship. This more general meaning is used in macroeconomics (in terms such as ideal firm size). *The word firm is sometimes used in a… …   Wikipedia

  • Securities Investor Protection Corporation — The Securities Investor Protection Corporation (SIPC) is a federally mandated non profit corporation in the United States that protects securities investors from harm if a broker/dealer defaults. Investors are not insured for any potential loss… …   Wikipedia

  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia

  • Securities Investor Protection Corporation — Fin in the United States, a corporation created by Congress in 1970 that is a mutual insurance fund established to protect clients of securities firms. In the event of a firm being closed because of bankruptcy or financial difficulties, the SIPC… …   The ultimate business dictionary

  • Securities Industry and Financial Markets Association — The Securities Industry and Financial Markets Association (SIFMA) is an industry trade group representing securities firms, banks, and asset management companies in the U.S., Europe, and Asia. SIFMA was formed on November 1, 2006, from the merger …   Wikipedia

  • Securities Fraud — A type of serious white collar crime in which a person or company, such as a stockbroker, brokerage firm, corporation or investment bank, misrepresents information that investors use to make decisions. Securities Fraud can also be committed by… …   Investment dictionary

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